SEC RULE 506(c) REQUIREMENT: Under SEC regulations, we are required to take reasonable steps to verify that all investors are accredited investors before accepting any investment. This page explains the verification process and documentation required.
What is an Accredited Investor?
An accredited investor is an individual or entity that meets specific financial thresholds set by the Securities and Exchange Commission (SEC). Under SEC Rule 501 of Regulation D, an individual qualifies as an accredited investor if they meet at least one of the following criteria:
Income-Based Qualification
- Individual income exceeding $200,000 in each of the two most recent years, with reasonable expectation of reaching the same income level in the current year; OR
- Joint income with spouse or spousal equivalent exceeding $300,000 in each of the two most recent years, with reasonable expectation of the same for the current year
Net Worth-Based Qualification
- Individual or joint net worth exceeding $1,000,000, excluding the value of the person's primary residence
Professional Credentials
- Holders in good standing of Series 7, Series 65, or Series 82 licenses
- Knowledgeable employees of private funds
- Licensed professionals (with certain limitations)
Entity Qualification
- Entities with total assets exceeding $5,000,000, not formed for the specific purpose of investing in the offering
- Trusts with total assets exceeding $5,000,000, directed by sophisticated persons
- Certain institutional investors (banks, insurance companies, registered investment companies, etc.)
Verification Methods
We accept several methods to verify your accredited investor status. Please choose the method that works best for you:
Method 1: Income Verification
Required Documents (choose one):
- IRS Form W-2 for the two most recent years
- IRS Form 1099 for the two most recent years
- Federal tax returns (Form 1040) for the two most recent years
Additional Requirement: Written representation that you reasonably expect to reach the same income level in the current year.
Method 2: Net Worth Verification
Required Documents:
- Bank statements (dated within 90 days)
- Brokerage statements (dated within 90 days)
- Credit report from a consumer reporting agency (dated within 90 days)
- Independent appraisal of real estate holdings (if applicable)
- List of liabilities (if not shown in credit report)
Note: Value of primary residence must be excluded from net worth calculation. Mortgage on primary residence may reduce net worth only to the extent the liability exceeds the residence's value.
Method 3: Third-Party Verification
Accepted from the following professionals:
- Registered broker-dealer
- SEC-registered investment adviser
- Licensed attorney
- Certified Public Accountant (CPA)
Requirement: Written confirmation from the professional, dated within 90 days, that they have taken reasonable steps to verify your accredited investor status within the prior three months.
Method 4: Professional Certification
For holders of certain financial licenses:
- Copy of active Series 7 license
- Copy of active Series 65 license
- Copy of active Series 82 license
Requirement: License must be in good standing and unexpired.
Verification Process
To begin the investor verification process:
- Choose Your Method: Select the verification method that works best for you from the options above
- Gather Documentation: Collect the required documents for your chosen verification method
- Submit Securely: Upload your documents through our secure investor portal (link below)
- Review Period: We will review your submission within 2-3 business days
- Confirmation: You will receive confirmation of your accredited investor status via email
- Access Investment Materials: Once verified, you will receive access to our Private Placement Memorandum and subscription documents
Data Security & Privacy
We take the security of your personal and financial information extremely seriously. All documents submitted for verification are:
- Transmitted using bank-level encryption (256-bit SSL/TLS)
- Stored on secure, encrypted servers
- Accessed only by authorized personnel
- Retained only as long as required by securities regulations
- Protected under our Privacy Policy and confidentiality agreements
Minimum Investment
Our offering has the following minimum investment thresholds:
- Individual Vertical: $25,000 minimum investment
- Full Portfolio: $50,000 minimum investment
These minimums may serve as part of our reasonable verification process, as they indicate financial sophistication consistent with accredited investor status.
Questions About Verification?
If you have questions about the accredited investor verification process or need assistance, please contact our Investor Relations team:
Email: invest@rsaaid.com
Phone: Available upon request
Secure Portal: Access via Carta
IMPORTANT REMINDER: Investment in our securities is limited to accredited investors only. By proceeding with verification, you represent that you meet the accredited investor qualifications and understand the risks associated with this investment. Please review our Risk Disclosures before investing.